Financial institutions are facing an onslaught of corporate governance and remuneration initiatives at the present time. The FSA's corporate governance agenda covers a variety of different areas and forms part of its broader 'intensive supervision' approach that it has adopted in the aftermath of the credit crisis. Following publication of the Walker Report at the end of last year, attention is turning to its implementation. Similarly, the changes to the Combined Code now need to be implemented. Linked to this, a Stewardship Code is being formulated in order to encourage better oversight by institutional investors.
In addition, there are a number of strands of work at the G20 and EU level that are being taken forward, not to mention the fact that institutional shareholders are becoming more 'activist' in response to the pressure put upon them.
City & Financial is therefore organising this highly topical conference in order to provide financial institutions with a comprehensive guide as to what is in the pipeline and how it will impact them. We are delighted that Nicholas Anstee, the Lord Mayor, and Sally Dewar, Managing Director of Risk at the Financial Services Authority, will give the keynote addresses.
Among the topics that will be addressed are the following:
- The impact of the FSA's own broad corporate governance agenda, including:
- Monitoring remuneration policies
- More intensive vetting of senior management appointments
- Increased scrutiny of the performance of non-executive directors
- A more rigorous significant function regime
- Improved client asset protection
- Implementation of the Walker proposals
- Implementation of the changes to the Combined Code
- Formulation of the Stewardship Code
- Improving the standards of corporate governance - getting the balance right
- International developments in the reform of governance and remuneration and their impact on the City's competitiveness
- Best practice ethical standards - can the City's culture be changed?
- Impact of pay reform on investment banking, asset management and private equity
- Effective stewardship and recent proposals for making shareholder engagement more effective
Attendance at this conference will be invaluable for the senior management of: FSA-regulated banks and securities houses; the institutional shareholder community, such as investment management firms, pension funds and insurance companies; and professional advisers.
Chairman
Anthony Belchambers, Chairman, Futures and Options Association
Keynote Addresses
Nicholas Anstee, Lord Mayor, City of London
Sally Dewar, Managing Director of Risk, FSA
Speakers
Mark Austen, Managing Director, Association for Financial Markets in Europe
Trevor Blackman, Head of Remuneration and Benefits, RBS
David Clifford, Head of Performance and Reward, Swiss Re
Simon Culhane, Chief Executive, Chartered Institute for Securities & Investment
Stuart Fraser, Chairman of the Resources & Policy Committee, The City of London Corporation
Mark Goyder, Founder Director, Tomorrow's Company
Marc Jobling, Assistant Director, Investment Affairs, Association of British Insurers
Angela Knight, Chief Executive, BBA
Damien Knight, Principal, MM&K
George Latham, Head of Sustainable and Responsible Investment Funds, Henderson Global Investors
Penny Shepherd, Chief Executive, UK Sustainable Investment and Finance Association
Anita Skipper, Corporate Governance Director, Aviva Investors
Nick Studer, EMEA Head of Finance & Risk, Oliver Wyman Financial
Jo Swyngedouw, Chair of the Remuneration Task Force, CEBS
Randal Tajer, Head of Compensation & Benefits, Nomura
Ted White, Chief Operating Officer, Knight Vinke Asset Management
08:45 Coffee and registration
09:25 Chairman's opening remarks
Anthony Belchambers, Chairman, Futures and Options Association
09.35 Keynote Address 1
Taking the FSA's corporate governance agenda forward
- Monitoring remuneration policies
- Implementation of the Walker proposals
- Changes to the Combined Code
- Vetting of senior management and NEDs
- More rigorous significant function regime
- Improving client asset protection
Sally Dewar, Managing Director of Wholesale, FSA
10.05 Keynote Address 2
Putting ethics and corporate governance at the heart of the financial services industry
Nicholas Anstee, Lord Mayor, City of London
10.35 International developments in the reform of governance and remuneration, and their impact on the City's competitiveness
Panel discussion
Mark Austen, Managing Director, Association of Financial Markets in Europe
Stuart Fraser, Chairman of the Resources and Policy Committee, The City of London Corporation
Angela Knight, Chief Executive, BBA
Jo Swyngedouw, Chair of the Remuneration Task Force, CEBS
11.30 Morning coffee
11:50 Best practice ethical standards - can the City's culture be changed?
Panel discussion
Simon Culhane, Chief Executive, Chartered Institute for Securities & Investment
Mark Godyer, Founder Director, Tomorrow's Company
George Latham, Head of Sustainable and Responsible Investment
Funds,Henderson Global Investors
12:45 Lunch
14:00 Impact of pay reform on investment banking, asset management and private equity
Panel discussion
Trevor Blackman, Head of Remuneration and Benefits, RBS
David Clifford, Head of Performance and Reward, Swiss Re
Damien Knight, Principal, MM&K
Nick Studer, Oliver Wyman Financial
Randal Tajer, Head of Compensation & Benefits, Nomura
15:00 Effective stewardship and recent proposals for making shareholder engagement more effective
Panel discussion
Marc Jobling, Associate Director, Investment Affairs, Association of British Insurers
Penny Shepherd, Chief Executive, UK Sustainable Investment and Finance Association
Anita Skipper, Head of Corporate, Governance, Morley Fund Management
Ted White, Chief Operating Officer, Knight Vinke Asset Management
16:00 Chairman's concluding remarks and close of conference