Chair
Jayne Newton, Tax Investigations Director, DLA Piper LLP
Opening Remarks
Lord Tim Clement-Jones, London Managing Partner, DLA Piper LLP
Keynote Address
Malcolm White, Policy & Technical Adviser, FATCA Policy Lead, HMRC
Speaker Panel
Nathan Hall, Partner, KPMG
Andy Roberts, FATCA Project Leader, Prudential and Chair, FATCA Working Group, Association of British Insurers
Laurence Kiddle, FATCA Commercial Director, Thomson Reuters
Rob Smith, Senior Manager, DLA Piper LLP
Chris Collins, Director, Market Infrastructure Initiatives, Sapient
Lizzy Conder, Head of Tax, Europe, Sapient
Yvonne Kunihira-Davidson, Burt, Staples & Maner LLP
Richard Jarman, Director, Financial Services, Ernst & Young
Marnin Michaels, Partner, Baker & McKenzie
Andy Roberts, FATCA Project Leader, Prudential and Chair, FATCA Working Group, Association of British Insurers
Niresh Rajah, FATCA Programme Director, Lloyds Banking Group
Zoë Hart, Director, Tax Advisory and Control, UBS Global Asset Management
Jorge Morley-Smith, Head of Tax, IMA
Aileen Barry, Tax Investigations Director, DLA Piper LLP
Marie Rosvall, Chair, European Banking Federation Fiscal Committee and Head of Business Law, Skandia Bank and Insurance
08:30 Coffee and Registration
Chair
Jayne Newton, Tax Investigations Director, DLA Piper LLP
09:10 Opening remarks
Lord Tim Clement-Jones, London Managing Partner, DLA Piper LLP
09:15 Keynote Address - HMRC’s approach to legislative implementation of the UK-US FATCA Agreement
Malcolm White, Policy & Technical Adviser, FATCA Policy Lead, HMRC
09:45 How the UK approach fits with approaches in other countries, impact and differences between Model 1 and 2 Intergovernmental Agreements
Nathan Hall, Partner, KPMG
10:15 Future-proofing your FATCA compliance project in anticipation of potential future developments such as IGAs being signed by other jurisdictions and other countries introducing their own FATCA regimes
Andy Roberts, FATCA Project Leader, Prudential and Chair, FATCA Working Group, Association of British Insurers
10:55 Morning Coffee
11:15 FATCA: The IT Challenge and potential to future proof
Laurence Kiddle, FATCA Commercial Director, Thomson Reuters
11:45 Due diligence obligations, impact on anti-money laundering and “know your customer” regulatory obligations
Rob Smith, Senior Manager, DLA Piper LLP
12:15 Adding FATCA to the Regulatory Super Highway – managing the operational challenges and reporting obligations
Chris Collins, Director, Market Infrastructure Initiatives, Sapient
Lizzy Conder, Head of Tax, Europe, Sapient
12:45 Lunch
13:45 The evolving FATCA regime - an overview of the final regulations and what the future holds for firms operating cross-border.
- Overview of the final regulations
- Coordination of US Regs and IGAs
- Coordination of FATCA with Chapter 3 regime
- What does the future hold?
Yvonne Kunihira-Davidson, Burt, Staples & Maner LLP
14:30 Client communications and relationship management, including complaints and disputes
Richard Jarman, Director, Financial Services, Ernst & Young
15:00 Afternoon tea
15:20 Enforcement of the new regime
Marnin Michaels, Partner, Baker & McKenzie
15:50 Industry panel discussion on practical implementation issues and likely future developments
Andy Roberts, FATCA Project Leader, Prudential and Chair, FATCA Working Group, Association of British Insurers
Niresh Rajah, FATCA Programme Director, Lloyds Banking Group
Zoë Hart, Director, Tax Advisory and Control, UBS Global Asset Management
Jorge Morley-Smith, Head of Tax, IMA
Aileen Barry, Tax Investigations Director, DLA Piper LLP
Marie Rosvall, Chair, European Banking Federation Fiscal Committee and Head of Business Law, Skandia Bank and Insurance
16:30 Chair’s closing remarks
Sponsors
DLA Piper
DLA Piper is a global law firm with 4,200 lawyers located in 31 countries and 77 offices throughout the Americas, Asia Pacific, Europe and the Middle East, positioning us to help companies with their legal needs anywhere in the world. Our global FATCA team - comprised of lawyers, former Revenue personnel, tax and compliance specialists - is able to provide a unique combination of legal expertise and practical advice concerning the physical aspects of implementation, compliance and validation. We can advise on associated issues such as client terms and conditions, data protection and management, staff training and client communications. We can help you to develop your risk framework in relation to FATCA compliance, advise on and test your procedures and controls, providing assurance that your business is FATCA compliant. This will ensure the adoption of a commercial, achievable, risk focused and cost-effective approach to the implementation of FATCA. In addition to advising on terms and conditions our specialist lawyers can also advise on the allocation of FATCA risks within structured transactions.
To find out more go to: www.dlapiper.com/uk/tax_investigations_and_disputes
Thomson Reuters
Thomson Reuters is the world's leading source of intelligent information for businesses and professionals. We combine industry expertise with innovative technology to deliver critical information to leading decision makers in the financial and risk, legal, tax and accounting, intellectual property and science and media markets, powered by the world's most trusted news organization. With headquarters in New York and major operations in London and Eagan, Minnesota, Thomson Reuters employs approximately 60,000 people and operates in over 100 countries. For more information, go to http://fatca.thomsonreuters.com/
THOMSON REUTERS (PROFESSIONAL) UK LIMITED
2ND FLOOR
ALDGATE HOUSE 33 ALDGATE HIGH STREET
LONDON
UNITED KINGDOM
EC3N 1DL
Telephone: +44 (0) 870 042 6400
Email: fatca@thomsonreuters.com
Exhibitor
Brown Brothers Harriman
Work with Brown Brothers Harriman (BBH) and Compliance Technologies International, LLP (CTI) to manage the complexities of U.S. account opening tax compliance by streamlining and automating your processes through an integrated electronic solution – E-W8™.
BBH and CTI have entered into an exclusive distribution agreement for E-W8, CTI’s proprietary, electronic tax compliance application. The application provides a NRA and FATCA compliance solution.
BBH’s Investor Services business provides cross-border custody, accounting, administration and execution services in close to 100 markets for many of the world’s leading asset managers and financial institutions. With approximately $3.3 trillion in assets under custody and administration1, BBH is consistently ranked among the world's top global custodians, asset administrators, foreign exchange, and securities lending providers.2
BBH operates a global business in seventeen locations. For more information about BBH’s integrated and differentiated approach, please visit www.bbh.com
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1 As of June 30, 2012.
2 As measured by results in major industry surveys.