Publications

Welcome to City & Financial Publishing

C&F Publishing publishes a range of guides to law and regulation, focusing principally on financial regulation, corporate finance, public private partnerships and other related business sectors. The C&F Publishing philosophy is to add value by providing practical insight into the implications of law and regulation, rather than merely reciting the rules themselves. This is achieved by having each publication written by a team of leading practitioners, who collectively bring to bear many years' experience on the topic in question. Although its origins are in book publishing, the division also publishes a number of subscription-based periodicals.

A Practical Guide to PPP in the UK

Jason Radford, Lovells LLP • Darryl Murphy, HSBC

  • ISBN: 9781905121236
  • Edition: First
  • Published: October 2008

A Practical Guide to PPP in the UK is a new publication which delivers clear, comprehensive and most importantly practical guidance to anyone involved in the procurement process or management of PPPs. It highlights the key themes which will be of use acro

A Practitioner's Guide to Alternative Investment Funds

Timothy Spangler, Berwin Leighton Paisner LLP

  • ISBN: 18998830983
  • Edition: First
  • Published: November 2005

Alternative investment funds come in many shapes and sizes. They invest in a diverse range of asset classes and pursue a myriad of different investment strategies.

A Practitioner's Guide to Audit Regulation in the UK

Graham Ward CBE, PricewaterhouseCoopers LLP

  • ISBN: 1898830894
  • Edition: First
  • Published: November 2009

"Following the recent well publicised corporate failures in the United States and Europe, there has been both deep concern and urgent action around the world to rebuild public confidence in financial reporting. This book focuses on actions being taken in

A Practitioner's Guide to Corporate Restructuring

Lyndon Norley, Kirkland & Ellis International LLP • Peter Marshall, Houlihan Lokey

  • ISBN: 9781905121311
  • Edition: First
  • Published: June 2008

Although the implications of the credit crunch have not yet been fully played out, it is very likely that the re-pricing of risk and reduced liquidity will increase the number of restructurings in both the financial sector and the "real" economy.

A Practitioner's Guide to Directors' Duties and Responsibilities

Tim Boxell, Partner, Slaughter and May

  • ISBN: 9781905121205
  • Edition: Third
  • Published: November 2005

Fully updated in light of the Companies Act 2006, this third edition of A Practitioner’s Guide to Directors’ Duties and Responsibilities provides practical advice and guidance on the many and varied responsibilities of UK directors.

A Practitioner's Guide to EU Financial Services Directives

Michael Raffan, Freshfields Bruckhaus Deringer

  • ISBN: 1905121075
  • Edition: Second
  • Published: November 2005

41 of the 42 measures contemplated by the Financial Services Action Plan (FSAP) were finalised by the end of 2005. Although the adoption of such a substantial body of legislation is undoubtedly a success in legislative procedural terms, the real test of t

A Practitioner's Guide to European Leveraged Finance

Christopher Hall, Latham & Watkins

  • ISBN: 9781905121359
  • Edition:
  • Published: January 2009

Following hard on the heels of the credit crunch now may not be seen as the best time to publish a new book on Leveraged Finance. It is certainly true that, until mid-2007, the availability of cheap debt had fuelled a massive expansion in the volume of

A Practitioner's Guide to Financial Promotion

Tamasin Little, SJ Berwin LLP • Adam Samuel, Adam Samuel Training and Consulting Services

  • ISBN: 9781905121229
  • Edition: Second
  • Published: October 2008

A Practitioner's Guide to Financial Promotion covers all aspects of FSA regulation, and also how the FSA regime interacts with other aspects of consumer protection, such as the Advertising Standards Authority Code. The new second edition has been extensiv

A Practitioner's Guide to FSA Investigations and Enforcement

Angela Hayes, Lawrence Graham LLP • Calum Burnett, Allen & Overy LLP

  • ISBN: 9781905121137
  • Edition: Second
  • Published: November 2005

This second edition takes into account all the developments following the review, as well as the significant amount of new case law and Tribunal decisions since the first edition was published. The review has led to new procedures involving the Regulatory

A Practitioner's Guide to Inside Information: Managing the legal and regulatory risks

Jonathan Marsh and Brian McDonnell, Hunton & Williams

  • ISBN: 1905121059
  • Edition: First
  • Published: March 2006

The proper management of inside information and its disclosure to the market has become an increasing focus for the FSA. Recent high profile actions against Shell and others are evidence of increased enforcement activity for infringements of a listed comp

A Practitioner's Guide to International Money Laundering Law and Regulation

Andrew Clark, PricewaterhouseCoopers LLP • Peter Burrell, Herbert Smith LLP

  • ISBN: 1898830681
  • Edition: First
  • Published: November 2005

The effectiveness of global regulatory and enforcement efforts to deal with financial crime and the handling of the proceeds of crime has risen rapidly up the global political agenda in recent years.

A Practitioner's Guide to MiFID

Matthew Elderfield, Financial Services Authority

  • ISBN: 9781905121151
  • Edition: First
  • Published: February 2007

This important new publication from City & Financial will provide readers with a definitive guide to the substantial changes in regulation that MiFID will usher in and includes contributions from the Financial Services Authority and leading industry exper

A Practitioner's Guide to Mortgage Regulation

Christopher Cummings, Director General, Association of Mortgage Intermediaries

  • ISBN: 9781905121243
  • Edition: First
  • Published: June 2007

Statutory mortgage regulation fundamentally reshaped the mortgage market back in October 2005. Yet, even so, regulation doesn't stand still. Instead, sometimes by degrees sometimes by leaps and bounds, it continues to change the dynamics of the industry.

A Practitioner's Guide to Private Equity

Mark Soundy, Weil, Gotshal & Manges LLP • Tim Spangler, Kaye Scholer LLP, and Alison Hampton, HgCapital

  • ISBN: 9781905121342
  • Edition: First
  • Published: March 2009

A Practitioner's Guide to Securitisation

Peter Jeffrey, Head of the European Securitisation Group, PricewaterhouseCoopers LLP

  • ISBN: 1898830789
  • Edition: First
  • Published: December 2005

Securitisation has for some years now been a growing financing mechanism. Since its inception, in the US during the 1970's, the securitised market has grown and grown, so that today the global total of rated securitisation deals for the first three quarte

A Practitioner's Guide to Syndicated Lending

Andrew Shutter, Cleary Gottlieb Steen & Hamilton LLP

  • ISBN: 9781905121366
  • Edition: First
  • Published: March 2009

A Practitioner’s Guide to Syndicated Lending is a practical guide to understanding the fundamental commercial and legal principles that underpin syndicated lending across a range of corporate borrowers. It not only deals with the setting up and management

A Practitioner's Guide to Takeovers and Mergers in the European Union

Contributors from 29 countries

  • ISBN: 9781905121304
  • Edition: Fifth
  • Published: November 2005

The adoption of the EU Takeover Directive, and the subsequent passage of implementing legislation in most EU Member States, should have created a level playing field for the conduct of European takeovers. However, the opt out provisions within the Directi

A Practitioner's Guide to The AIM Rules

Hugh Maule, Lawrence Graham LLP

  • ISBN: 9781905121274
  • Edition: Fifth
  • Published: November 2005

The new edition of this comprehensive and clear guide to the AIM rules covers admission procedures, continuing obligations and tax issues, as well as specific chapters dealing with the roles of all the key players and the CREST clearing and settlement sys

A Practitioner's Guide to The Basel Accord

John Tattersall, Financial Services Regulatory Practice, PricewaterhouseCoopers LLP

  • ISBN: 1898830975
  • Edition: First
  • Published: November 2005

The publication by the Basel Committee on Banking Supervision in June 2004 of "International Convergence of Capital Measurement and Capital Standards: a Revised Framework" was never intended to be the definitive agreement determining the capital adequacy

A Practitioner's Guide to the City Code on Takeovers and Mergers 2009/2010

12 Contributors

  • ISBN: 9781905121410
  • Edition: 21st Completely Updated
  • Published: November 2005

A Practitioner's Guide to The Financial Services Authority Listing Regime 2009/2010

10 Contributors

  • ISBN: 9781905121427
  • Edition: 22nd - Completely Updated
  • Published: April 2006

A Practitioner's Guide to The FSA Handbook

Ruth Fox, Slaughter and May

  • ISBN: 9781905121250
  • Edition: Fifth
  • Published: November 2007

The best selling A Practitioner’s Guide to the FSA Handbook provides a single point of reference for users, with clear and comprehensive guidance to the rules explained in a practical context. Written by a team of 12 authors who are amongst the leading fi

A Practitioner's Guide to The FSA Regulation of Banking

John Tattersall, PricewaterhouseCoopers LLP

  • ISBN: 9781905121045
  • Edition: Second
  • Published: November 2005

Since the first edition of A Practitioner's Guide to The FSA Regulation of Banking was published, the regulatory environment in which the banking sector operates has been continually evolving. The impact of the Basel 2 Accord and EU directives on money la

A Practitioner's Guide to The FSA Regulation of Designated Investment Business

Tim Cornick, Macfarlanes

  • ISBN: 9781905121267
  • Edition: Third
  • Published: December 2007

A Practitioner’s Guide to The FSA Regulation of Designated Investment Business deals with the specific issues that are relevant to regulated firms on a daily basis. It analyses the investments that are regulated, considers the impact of the Conduct of Bus

A Practitioner's Guide to The FSA Regulation of Insurance

John Young, Lovells LLP

  • ISBN: 9781905121335
  • Edition: Third
  • Published: October 2008

Although the actual implementation of Solvency II is several years away, its impact on insurance firms will be as great as the impact of Basel 2 on banks. The FSA has argued that lessons learnt from the implementation of Basel 2 mean that early planning i

A Practitioner's Guide to The FSA Regulation of Investment Banking

Simon Gleeson, Allen & Overy LLP

  • ISBN: 9781905121038
  • Edition: Second
  • Published: November 2005

Since A Practitioner's Guide to The FSA Regulation of Investment Banking was first published in 2002, the regulatory environment in which investment banks operate has continued to undergo significant change.

A Practitioner's Guide to The FSA Regulation of Lloyd's

Cheryl Ronaldson, Norton Rose

  • ISBN: 1898830878
  • Edition: Second
  • Published: November 2005

The Financial Services Authority took over responsibility for the independent and external supervision of Lloyd's following the Financial Services and Markets Act 2000. Since that time, and as a result of the Tiner Report, it has been proposed that the r

A Practitioner's Guide to UK Money Laundering Law and Regulation

Ruth Fox and Ben Kingsley, Slaughter and May

  • ISBN: 9781905121397
  • Edition: Second
  • Published: November 2009

Since the publication of the first edition in June 2004, the law and regulation of money laundering in the UK have seen a number of significant developments. In consequence A Practitioner's Guide to UK Money Laundering Law and Regulation has required subs

A Practitioner’s Guide to Authorised Investment Funds

Charlotte Hill, Stephenson Harwood

  • ISBN: 9781905121403
  • Edition: First
  • Published: March 2009

A Practitioner's Guide to Authorised Investment Funds describes the regulation and legal structure of investment funds in the UK. It covers all the important recent developments, including the UCITS III directives, the FSA collective investment schemes so

Compliance Officer Bulletin

  • ISSN: 1478-1964
  • Edition: Published 10 times per year
  • Published: November 2005

The regulatory environment, in which financial institutions operate, has been one of constant change and evolution in recent years, not only as a result of the FSA's own regulatory initiatives, such as the move to more principles-based regulation, but als

Consumer Complaints and Compensation: A Guide for the Financial Services Market

Adam Samuel

  • ISBN: 1898830991
  • Edition: First
  • Published: November 2005

The FSA has started to take enforcement actions against firms who fail to handle complaints or to treat their customers fairly. This book will serve as an easy to use guide to the complaints sourcebook for the smaller IFA. For larger firms and their profe

International Insider Dealing

Mark Stamp and Tom Jaggers, Linklaters

  • ISBN: 1898830800
  • Edition: First
  • Published: November 2005

The global stock markets are intended to be "efficient markets" in which rational profit-maximisers actively compete with each other trying to predict future market values of individual securities, and where important current information is almost freely

Outsourcing Contracts - a Practical Guide

Amanda Lewis, Berwin Leighton Paisner LLP

  • ISBN: 978190512141
  • Edition: Third
  • Published: November 2005

Pensions Risk and Strategy

Jonathan Seres, Sacker & Partners LLP • Feargus Mitchell, Deloitte & Touche LLP

  • ISBN: 1898830754
  • Edition: First
  • Published: November 2005

Pensions Risk and Strategy is published at a time when occupational pensions are undergoing radical reform. There are entirely new questions facing employers, trustees and administrators.

Practical Company Law and Corporate Transactions

Mark Stamp with James Dawson and Matthew Elliott, Linklaters

  • ISBN: 1898830738
  • Edition: First
  • Published: November 2005

Practical Company Law and Corporate Transactions has been written after a period of enormous change in the corporate world. This change has been driven in part by the corporate scandals affecting most of the major western economies and by ongoing regulato

The IFA's Guide to the FSA Handbook

Linda Chandler, AIFA

  • ISBN: 1898830711
  • Edition: First
  • Published: November 2005

This new publication provides commentary and interpretation on key aspects of the FSA Handbook for the independent financial adviser market as well as others such as those professional advisers that fall under the Designated Professional Bodies and others

U.S. Regulation for Asset Managers Outside the United States

Jack Murphy and Karen Anderberg, Dechert LLP

  • ISBN: 9781905121199
  • Edition: First
  • Published: December 2007

In the last decade, the investment management industry has become more globally focused, and yet investment advisers seeking to do business across borders still face a maze of complex and often contradictory national regulations and laws. As a result of o

U.S. Securities Laws and Foreign Private Issuers

Brian Lane, Gibson Dunn & Crutcher LLP

  • ISBN: 9781905121144
  • Edition: 2007 Edition
  • Published: December 2006

This book has been written to dispel myths surrounding SEC regulation and to provide useful explanations about what a foreign issuer needs to know about making offers in the U.S. Drawing on a panel of expert authors, the chapters address the key areas of